It's interesting to see that the BBC have picked up on at least one aspect of the latest report from HM Inspectorate of Probation as to how TR is going:-
Staff 'told not to take action against probation breaches'
Probation officers are being told not to take action against offenders who breach sentence terms, because their companies risk being fined, a watchdog in England and Wales has said. Since 2015, private probation groups have received payments linked to offenders meeting sentence conditions. But this may have deterred staff from taking action against people breaching community orders, inspectors found. The government said it was addressing issues raised in the report.
Government changes have seen the probation service split in two, with community rehabilitation companies (CRCs) supervising low and medium-risk offenders and a new National Probation Service (NPS) taking over the supervision of high-risk offenders. CRCs were transferred from public to private ownership on 1 February 2015.
'Discourage' community orders
Under the system, payments to CRCs are linked to offenders complying with the terms of their sentence and not committing further crimes. But the Inspectorate of Probation found a number of probation officers at CRCs said they had been told by bosses not to recommend to the courts that an offender's community sentence be revoked because their company would incur a financial penalty.
One officer said their organisation's approach was to "discourage" enforcing community orders or the conditions of a prisoner released on licence. Community orders are sentences imposed by courts in place of jail terms. They can include rehabilitation activities, unpaid work and drug or alcohol treatment. Offenders who fail to comply with community orders can have the terms of their orders amended to be more onerous and can even face prison sentences for repeated breaches.
The report also found that more than two-thirds of offenders released from prison had not received enough help from the CRC before release in relation to accommodation, employment or finances. In some areas a shortage of probation officers meant that CRC agency staff were allocated medium-risk-of-harm cases, for which they felt insufficiently trained.
The report, which related to inspections undertaken from October 2015 to February 2016, found the NPS and CRCs were now working better together but that "significant problems remain". Advice given to courts was less reliable in some cases, but the report also said the work the NPS did with many high-risk offenders was good and included effective joint working with specialists.
Dame Glenys Stacey, chief inspector of probation, said CRCs needed to do more work to prepare prisoners for release. She added: "Without sufficient preparation, those released are more likely to offend again and so find themselves back inside."
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Foreword
This is the final report in a series looking at the implementation of the Transforming Rehabilitation programme. We report on the position as it is now, some 15 months after the transfer (from the state) of the ownership of Community Rehabilitation Companies.
The National Probation Service and Community Rehabilitation Companies are now working and communicating better together than they were in the months following implementation. We are happy to acknowledge improvements made to date and pleased also to recognise the good work undertaken in parts of the National Probation Service and in some of the Community Rehabilitation Companies. Some court work and staff training and morale remain sticking points, however, and we found as well that not enough is being done for people in prison as they prepare for release.
The new arrangements put an increased emphasis and dependency on the quality of court reporting, but it is still proving problematic, in part due to the demands of speedy justice. Oral reports are increasingly common, but a good system record and domestic abuse and child safeguarding checks are needed in all cases, so as to inform sentencing and enable Community Rehabilitation Companies to focus promptly and knowledgeably on the work needed to reduce reoffending. In addition, court staff need to be sufficiently aware of what Community Rehabilitation Companies can offer so as to advise the court appropriately in relation to rehabilitation activity requirements, a common feature of community sentences.
The poor or patchy morale we reported on previously is still evident, mainly in some of the Community Rehabilitation Companies. Some staff expressed concern about their competence to undertake their roles, and training had not always been delivered in a timely way to equip them with the skills required to enable them to undertake new or changed roles.
With the aim of reducing reoffending, Transforming Rehabilitation introduced supervision to all prisoners released into the community. We were particularly disappointed to note that in a substantial proportion of cases, not enough had been done before release to help the individuals with their accommodation, employment or finances.
Community Rehabilitation Company leaders have been understandably focused on implementing substantial change. For some this has been at a cost to quality assurance and effective management oversight of the day-to-day. With the new arrangements increasingly embedded, we hope to see increased emphasis on the quality of work over the course of the year.
By the time of publication of this report, our new adult inspection programme and methodology will have commenced. We will be reporting on the quality of probation work, and whether or not it is reducing reoffending, protecting the public and ensuring individuals abide by their sentence. In addition, we will take into account the findings from this and our earlier focus on Transforming Rehabilitation as we determine topics for thematic inspections this year.
Finally, we hope that the detail we provide in this report will assist the National Probation Service and Community Rehabilitation Companies as they review and develop their working practices.
Dame Glenys Stacey
HM Chief Inspector of Probation
Executive summary
Assisting sentencing and allocation of cases
Court staff from the National Probation Service prepare court reports to assist sentencing and then determine, on the basis of specified criteria, whether the case is to be allocated to the National Probation Service or to the Community Rehabilitation Company. Good court work is essential to assist sentencing, to allocate the offender to the right organisation and for effective work to start promptly.
We found that reports varied in quality, with written reports generally much better than reports presented orally. Unsurprisingly, assessments were generally better for cases allocated to the National Probation Service than to the Community Rehabilitation Companies; these are the higher risk and Multi-Agency Public Protection Arrangement cases and were more likely to have been adjourned for a written report, allowing the author more time to gather information. In some cases the risk of serious harm presented by the offender was not fully assessed, sometimes because checks had not been made to find out whether there were concerns about child safeguarding or domestic abuse, or the results of such checks had not been received. Where information was missing at the point of sentence, this should have been recorded on the allocation documentation, but was often missing or not always read by the responsible officer to whom the case was subsequently assigned. In addition, in some cases there was no written record of the oral report which had been presented to the court.
Some court staff had not received sufficient training, and lacked confidence in completing the necessary assessments. Some report writers did not know enough about the work offered by the local Community Rehabilitation Company, which made it difficult for them to propose interventions most likely to address the offender’s problems. Sometimes they proposed a rehabilitation activity requirement ‘to address offending behaviour’, rather than a more targeted proposal which would help the responsible officer assigned to the case quickly to plan the appropriate work.
Inadequate assessment or recording at the court stage may result in the offender being allocated to the wrong organisation, or supervision proceeding on the basis of incomplete or inaccurate information. The National Offender Management Service had recently issued a new Probation Instruction to improve the quality of reports and information exchange.
Early Work in the Community Rehabilitation Companies
Work should start promptly after sentence or release on licence so that individuals can be actively engaged in addressing their offending behaviour and other related needs. We found that offenders were generally allocated quickly to a responsible officer, but some did not meet them for over ten days. Arrangements were more efficient in one area where there was particularly good liaison between the court team and the office based case administrators.
In most cases appropriate sentence plans had been put in place to address an individual’s offending related problems. They had not, however, always been involved in any meaningful way, reportedly because of the pressure to meet performance targets for completion. Most plans recorded how often there would be contact with the individual, but in over half it was not clear how the rehabilitation activity requirement days would be filled, a consequence of the lack of clarity in why this requirement was proposed to the court.
It was disappointing to find that over two-thirds of offenders released from prison had not received enough help pre-release in relation to accommodation, employment or finances; in one-third the necessary work had not started within four weeks of sentence or release. Notwithstanding the slow start to supervision, we saw many cases where responsible officers were working imaginatively with individuals to help them change their behaviour. Two-fifths had made progress on problem areas, although, with the exception of one area, where performance was much better less than one-third had improved their accommodation or their education, training and employment prospects.
The individual’s attendance at appointments was usually monitored well, and formal warnings generally given where there were absences or unacceptable behaviour. We were told that responsible officers were discouraged from enforcing an order through the court because of financial penalties applied to the organisation; the positive consequence of this was that they worked hard to secure the individual’s compliance.
The Community Rehabilitation Companies and the National Probation Service have to work closely together when it is necessary to return an offender to court because they are in breach of their sentence, or when the individual’s risk of harm appears to be increasing and it is decided to transfer their supervision to the National Probation Service. In the early days of Transforming Rehabilitation, these ‘interface’ areas caused some concern, but on the whole the arrangements appeared to have improved.
Community Rehabilitation Companies are not responsible for managing offenders assessed as presenting a high risk of harm to other people, which means that the accuracy of risk analysis at the start of sentence is critical. We were impressed by Community Rehabilitation Company managers who told us that where a full analysis had not been undertaken by the National Probation Service, they expected their own staff to complete it. A number of Community Rehabilitation Company cases do, however, present a medium risk of harm, often because of domestic abuse or child safeguarding issues. In such cases we would expect to see a plan outlining how the risk will be managed, but these had not always been completed well enough. In some areas, a shortage of probation officers meant that probation service officers and agency staff were allocated medium risk of harm cases for which they felt insufficiently trained. Some senior probation officers were able to provide good quality, regular supervision, but others were stretched, covering several offices, and the quality of supervision they were able to provide was not good enough.
Early Work in the National Probation Service
Most offenders allocated to the National Probation Service saw their responsible officer soon after sentence or release, although a few waited over ten days for their first appointment, which was too long. Most received an induction to make sure that they understood what was required of them. Overall, more people subject to supervision were involved in planning the work that would be done with them during their sentence than in our previous inspections, but this disguised marked differences between areas.
As in the Community Rehabilitation Company cases, resettlement needs had not always been addressed before release from prison, and constructive work did not always start promptly after sentence or release, although again some areas did better than others. In many cases we saw good, focused work to reduce reoffending and the risk of harm to others. Some individuals had, however, missed a number of appointments, some of which were recorded as acceptable without a rationale for this judgement. In threefifths of National Probation Service cases, progress had been made on problems linked with offending, a better outcome than in the Community Rehabilitation Companies, particularly in relation to improvements in accommodation. In common with Community Rehabilitation Company cases, improvements in education, training and employment prospects were more disappointing.
Given the nature of National Probation Service cases, we would expect to see risk of harm to others assessed and managed well in all cases. Where a full risk analysis was completed, a quarter were not good enough, often because they had not been updated and did not draw on all available sources of information. Furthermore, one-third of risk management plans were not sufficiently thorough. Despite these deficits, we saw good work with many high risk offenders, with examples of effective joint work with specialist workers, good use of Multi-Agency Public Protection Arrangements and an active contribution to multi-agency Child Protection procedures. Approved premises were used well to provide appropriate restrictions and manage the risk of harm to others. We were pleased to note that the use of purposeful home visits had improved since our previous inspections. In summary, while some aspects of work in the National Probation Service still needed to improve, in a number of important areas, work in the National Probation Service was better than in the Community Rehabilitation Companies.
As in the Community Rehabilitation Companies, some middle managers felt stretched and were now covering teams across a large area, with reduced administrative support. They reported that they felt the pressure to meet performance targets at the expense of quality. While probation officers felt competent to manage their cases, some probation service officers were less confident having not yet received relevant training, for example in managing people who had committed sexual offences. Some felt very well supported by middle and senior managers, but others reported that they received little supervision.
Summary
This is the fifth and final report in our series of inspections on Transforming Rehabilitation. In previous reports we have made a number of recommendations to the National Offender Management Service, the National Probation Service and the Community Rehabilitation Companies. Some progress has been made on a number of these recommendations but, given the scale of changes, it is perhaps not surprising to note that more progress is still required. We have not made any new recommendations at this stage but will be following up our findings during the course of our Quality & Impact inspection programme.